Most Financial Institutions are subject to internal audit requirements. Where audits are not mandatory, it may be required to help you understand the gaps within your business and its ability to comply with prevailing regulations. Audits are also carried out to improve your internal controls by identifying the applicability of best practice standards and giving your business an edge in the market. Our Audits can encompass, amongst others:
- AML/CFT requirements (including KYC/CDD)
- Compliance Framework
- Corporate Governance and Escalation Procedures
- Controls and Risk Management
- Technology Risk Management
- Segregation of Duties